Boswell et al • A Systematic Review of Epidural Steroids 319
Pain Physician Vol. 6, No. 3, 2003
Pain Physician. 2003;6:319-334, ISSN 1533-3159
Epidural Steroids in the Management of Chronic Spinal Pain
and Radiculopathy
A Systematic Review
Mark V. Boswell, MD,PhD*, Hans C. Hansen, MD
#
, Andrea M. Trescot, MD**, and Joshua A. Hirsch, MD
##
From *Case Western Reserve University, Cleveland,
Ohio,
#
The Pain Relief Centers, Conover, North Caro-
lina, **The Pain Center, Orange Park, Florida, and
##
Harvard School of Medicine, Boston, Massachu-
setts. Address Correspondence: Mark V. Boswell,
MD, PhD, 11100 Euclid Avenue, Cleveland, Ohio
44106. E-mail: [email protected]
Funding: No external Support was received in
completion of this study
Epidural injections with or without
steroids are used extensively in the man-
agement of chronic spinal pain. However,
evidence is contradictory with continuing de-
bate about the value of epidural steroid in-
jections in chronic spinal syndromes.
The objective of this systematic re-
view is to determine the effectiveness of epi-
dural injections in the treatment of chronic
spinal pain. Data sources include relevant
literature identied through searchs of MED-
LINE, EMBASE (Jan 1966- Mar 2003), manual
searches of bibliographies of known primary
and review articles, and abstracts from sci-
entic meetings. Both randomized and non-
randomized studies were included in the re-
view based on the criteria established by the
Agency for Healthcare Research and Quality
(AHRQ). Studies were excluded from the anal-
ysis if they were simply review or descriptive
and failed to meet minimum criteria.
The results showed that there was
strong evidence to indicate effectiveness of
transforaminal epidural injections in manag-
ing lumbar nerve root pain. Further, evidence
was moderate for caudal epidural injections
in managing lumbar radicular pain. The ev-
idence in management of chronic neck pain,
chronic low back pain, cervical radiculopathy,
spinal stenosis, and post laminectomy syn-
drome was limited or inconclusive.
In conclusion, the evidence of effective-
ness of transforaminal epidural injections in
managing lumbar nerve root pain was strong,
whereas, effectiveness of caudal epidural in-
jections in managing lumbar radiculopathy
was moderate, while there was limited or in-
conclusive evidence of effectiveness of epi-
dural injections in managing chronic spinal
pain without radiculopathy, spinal stenosis,
post lumbar laminectomy syndrome, and cer-
vical radiculopathy.
Keywords: Low back pain, epidural ste-
roids, interlaminar, caudal, transforaminal,
radiculopathy
Lifetime prevalence of spinal pain
has been reported as 65% to 80% in the
neck and low back (1-5). After the initial
episode, modern evidence has shown that
the prevalence of persistent low back and
neck pain ranges from 26% to 75% (6-17).
Patho-anatomic evidence shows that discs
can produce pain in the neck and upper
extremities; thoracic spine, chest wall and
abdominal wall; and low back and lower
extremities. Disc related pain is caused by
disc degeneration, disc herniation, or by
biochemical effects including inflamma-
tion. Human intervertebral disc degen-
eration is a formidable clinical problem
and a leading cause of pain and disability,
resulting in significant healthcare-related
costs (18-22). The degenerative process
in intervertebral discs is associated with
a series of biochemical and morpholog-
ic changes that combine to alter the bio-
mechanical properties of the motion seg-
ment (18, 22-25). Disc degeneration with
or without disc herniation can cause low
back pain (26-30).
Traditionally, compression of nerve
roots or dorsal root ganglion by the her-
niated nucleus pulposus (HNP) has been
regarded as the cause of sciatica, but dur-
ing the past decade, the pivotal role of
multiple etiologies has been implicated.
Thus, proposed etiologies are not lim-
ited to neural compression (22, 26, 27),
but also include vascular compromise (22,
31), inflammation (32-35), biochemical
and neural mechanisms (18, 36-44), in-
ternal disc disruption (45), intraneural
and epidural fibrosis (46-50), dural irrita-
tion (51), spinal stenosis (52), and inflam-
mation and swelling of dorsal root gangli-
on (53-55).
Epidural injection of corticosteroids
is one of the commonly used interven-
tions in managing chronic spinal pain (56-
58). Several approaches are available to ac-
cess the lumbar epidural space: caudal, in-
terlaminar, and transforaminal. Epidural
administration of corticosteroids is one of
the subjects most studied in interventional
pain management with the most systemat-
ic reviews available, though highly contro-
versial (59-71). Bogduk et al (57) in 1994,
after extensive review, concluded that the
balance of the published evidence supports
the therapeutic use of caudal epidurals.
Bogduk (61) in 1999 supported the poten-
tial usefulness of transforaminal steroids
for disc prolapse. Bogduk and Govind
(72) in 1999 concluded that transforami-
nal injection of steroids can be entertained
with the prospect of achieving substantial
and lasting relief of the pain; but if facili-
ties for transforaminal injections are not
available, patients might be offered tempo-
rizing, palliative therapy by means of cau-
dal injection of steroid and local anesthetic
for patients with lumbar radicular pain un-
responsive to lesser, conservative measures,
and for whom surgery might be the only
other option. Bogduk (73) in 1999, in ref-
erence to cervical radicular pain concluded
that in the interest of helping patients avoid
surgery when this is the only other thera-
peutic option being entertained, a cervical
epidural injection of steroids might be of-
fered, or preferably, if facilities are available,
a periradicular injection of steroids might
be offered. However, both of these recom-
mendations (72, 73) apply to acute lumbar
and cervical radicular pain. Bogduk and
McGuirk (74) in reviewing monothera-
py for chronic low back pain (not radicu-
Boswell et al • A Systematic Review of Epidural Steroids320
Pain Physician Vol. 6, No. 3, 2003
Boswell et al • A Systematic Review of Epidural Steroids 321
Pain Physician Vol. 6, No. 3, 2003
lar pain) concluded that epidural steroids
may be indicated for radicular pain, but
they are not indicated for acute back pain
and there is no evidence that they are effec-
tive for chronic low back pain. Koes et al
(62, 63) in a systematic review of random-
ized clinical trials concluded that the effica-
cy of epidural steroid injections has not yet
been established and their benefit, if any,
seems to be of short duration only. van
Tulder et al (65, 75) in 1997 and 2000, con-
cluded that there was conflicting evidence
that epidural steroid injections provide
better short-term pain relief than placebo
for patients with radicular symptoms. Fur-
ther, they concluded that there was mod-
erate evidence that epidural steroid injec-
tions were not effective for chronic low
back pain without radicular symptoms.
Watts and Silagy (64) in a 1995 meta-anal-
ysis, concluded that epidural steroids were
effective based on the definition of effec-
tiveness in terms of pain relief (at least a
75% improvement) in the short-term (60
days) and in the long-term (1 year). Mc-
Quay and Moore (68) in 1998 concluded
that epidural corticosteroid injections were
effective for back pain and sciatica, provid-
ing substantial relief for up to 12 weeks,
but few patients with chronic spinal pain
reported complete relief with majority re-
turning for repeated epidural injections.
Nelemans et al (66) in 2001, in a Cochrane
review of injection therapy, concluded that
epidural steroid injections were not effec-
tive in management of chronic low back or
radicular pain. Vroomen et al (69) in 2000,
in a review of conservative treatment of sci-
atica, concluded that epidural steroids may
be beneficial for subgroups of nerve root
compression. Rozenberg et al (70) in 1999
were unable to determine whether epidural
steroids are effective in common low back
pain and sciatica based on their review. In
contrast, Manchikanti et al (56, 58) in re-
viewing the literature in 2001 and 2003, re-
viewed three types of epidurals separately
rather than in combination as the previous
reviews. They concluded that there was fa-
vorable evidence for caudal epidural ste-
roid injections and transforaminal epidu-
ral steroid injections in managing chronic
low back pain. There are no systematic re-
views available describing pain of cervical
or thoracic origin.
Mechanism of action of epidural in-
jections is not well understood. It is be-
lieved that neural blockade alters or in-
terrupts nociceptive input, reflex mecha-
nisms of the afferent limb, self-sustaining
activity of the neuron pools and neuraxis,
and the pattern of central neuronal activi-
ties (76). Explanations for improvements
are based in part on the pharmacological
and physical actions of local anesthetics,
corticosteroids, and other agents. It is be-
lieved that local anesthetics interrupt the
pain-spasm cycle and reverberating noci-
ceptor transmission, whereas corticoste-
roids reduce inflammation either by in-
hibiting the synthesis or release of a num-
ber of pro-inflammatory substances and
by causing a reversible local anesthetic ef-
fect (77-90), even though an inflamma-
tory basis for either cervical or radicular
pain has not been proven (72, 73).
This systematic review was under-
taken due to conflicting opinions and in-
conclusive evidence in the literature. Fur-
ther, authors strongly believe that due to
the inherent variations and differences
in the 3 techniques applied in delivery of
epidural steroids, previous reviews were
not only incomplete, but also inaccurate.
Thus, due to variations, differences, ad-
vantages, and disadvantages applicable to
each technique (including the effective-
ness and outcomes), caudal epidural in-
jections; interlaminar epidural injections
(cervical, thoracic, and lumbar epidural
injections); and transforaminal epidural
injections (cervical, thoracic, and lumbo-
sacral) are considered as separate entities
within epidural injections and are evalu-
ated as such.
METHODS
Literature Search
Our literature search included MED-
LINE, EMBASE (Jan 1966 Mar 2003),
systematic reviews, narrative reviews,
cross-references to the reviews and vari-
ous published trials; and peer reviewed ab-
stracts from scientific meetings during the
past two years. The search strategy consist-
ed of diagnostic interventional techniques,
epidural injections and steroids, transfo-
raminal epidurals, nerve root blocks, and
caudal epidural steroids, with emphasis on
chronic pain/low back pain/neck pain/mid
back or thoracic pain or spinal pain.
Selection Criteria
The review focused on randomized
and non-randomized evaluations. The
population of interest was patients suf-
fering with chronic spinal pain for at least
3 months. Three types of epidural injec-
tions with local anesthetic, steroid, or oth-
er drugs, provided for management of
spinal pain were evaluated. All the studies
providing appropriate management with
outcome evaluations of 3 months and sta-
tistical evaluations were reviewed. The
primary outcome measure was pain relief
at various points. The secondary outcome
measures were functional status improve-
ment and complications.
For evaluating the quality of individ-
ual articles, we have used the criteria from
the Agency for Healthcare Research and
Quality (AHRQ) publication (91). This
document described important domains
and elements for randomized and non-
randomized trials as shown in Table 1.
Data Extraction
Study evaluation and inclusion and
exclusion algorithmic approach is shown
in Table 2. Methodologic quality assess-
ment was performed as described in Ta-
ble 1. A score of 4 or more of 7 for ran-
domized trials and a score of 3 or more
Randomized Clinical Trials Observational Studies
1. Study question Study question
2. Study population Study population
3. Randomization Comparability of subjects
4. Blinding
5. Interventions Exposure or intervention
6. Outcomes Outcome measurement
7. Statistical analysis Statistical analysis
8. Results Results
9. Discussion Discussion
10. Funding or sponsorship Funding or sponsorship
Table 1. AHRQ’s important domains and elements for systems to rate quality
of individual articles (91)
* Key domains in italics
Boswell et al • A Systematic Review of Epidural Steroids320
Pain Physician Vol. 6, No. 3, 2003
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Pain Physician Vol. 6, No. 3, 2003
of 5 was required to meet inclusion crite-
ria. Studies were also eliminated if there
were no appropriate outcomes of at least
3 months or statistical analysis.
Modified quality abstraction forms
described by AHRQ were utilized. All the
potential studies were evaluated by the 3
authors. Any disagreements were resolved
by consensus.
Qualitative Analysis
Qualitative analysis was conduct-
ed, using five levels of evidence for effec-
tiveness of epidural steroids as illustrated
in Table 3. Pain relief was evaluated on
both a short-term (less than 3 months)
and long-term (3 months or longer) ba-
sis. A study was judged to be positive if
the authors concluded that the epidural
steroid injection therapy was more effec-
tive than the reference treatment in ran-
domized trials or simply concluded that it
was effective. All other conclusions were
considered negative. If in the opinion of
reviewers, there was conflict with the con-
clusion, the conclusions were changed
with appropriate explanation.
RESULTS
Caudal Epidural Injections
Multiple reports studying caudal epi-
dural injections included 8 randomized or
double blind trials (92-99), 4 prospective
trials (100-103), and multiple retrospec-
tive evaluations (104-107). The results of
published reports of the randomized tri-
als are described in Table 4, while Table 5
shows description of non-randomized tri-
als (prospective and retrospective).
Of the 8 randomized or double blind
trials, 2 trials were excluded. One study
was excluded (96), due to non-availability
of analyzable information. A second trial
(95) was excluded due to lack of data at 3
months. Of the remaining 6 trials, 4 were
positive for short-term pain relief (92,
93, 97, 98), and 4 were positive for long-
term relief (92, 94, 97, 98). Among the 4
prospective trials (100-103) and 4 retro-
spective trials (104-107) meeting inclu-
sion criteria, all were positive for short-
term and long-term relief with multiple
injections.
Among 6 randomized trials in-
cluded for analyses (92-94, 97-99), only
3 studied predominantly patients with
radiculopathy or sciatica (92-94), 2 stud-
ied post lumbar laminectomy syndrome
(98, 99), and 1 studied mixed population
(97). Of the 3 trials evaluating predomi-
nantly radiculopathy, 2 were positive (92,
93) and one study was negative (94) for
short-term relief, whereas 2 of 3 were pos-
itive for long-term relief (92, 94). Among
two studies with postlumbar laminec-
tomy syndrome (98, 99), only one study
(98) was positive in short-term and long-
term. None of the studies included only
the patients with chronic low back pain.
Among the non-randomized evalua-
tions, including retrospective studies, four
(102-104, 106) of eight (100-107) includ-
ed patients with radicular pain or sciatica,
all showing positive results. Three studies
essentially included patients with chronic
low back pain without demonstrated ra-
dicular pain (100, 101, 105). One study
(107) evaluated the patients with lumbar
canal stenosis.
Interlaminar Epidural Injections
Multiple studies evaluating the ef-
fectiveness of interlaminar epidural in-
jections, specifically the lumbar epidu-
ral injections included 16 randomized
or double blind trials (108-123), 8 non-
randomized prospective trials (124-131),
Table 2. Study evaluation (inclusion/exclusion) algorithm
Study Population
Specific inclusion/exclusion criteria
and
Appropriate diagnostic criteria
No
Yes
No
No
Yes
Yes
Study
Eliminated
Study
Included
Outcomes
Statistical Analysis
Level I -
Conclusive: Research-based evidence with multiple relevant and high-quality
scientic studies or consistent reviews of meta-analyses.
Level II - Strong: Research-based evidence from at least one properly designed randomized,
controlled trial of appropriate size (with at least 60 patients in smallest group); or
research-based evidence from multiple properly designed studies of smaller size; or
at least one randomized trial, supplemented by predominantly positive prospective
and/or retrospective evidence.
Level III Moderate: Evidence from a well-designed small randomized trial or evidence from
well-designed trials without randomization, or quasi-randomized studies, single
group, pre-post cohort, time series, or matched case-controlled studies or positive
evidence from at least one meta-analysis.
Level IV – Limited: Evidence from well-designed nonexperimental studies from more than one
center or research group
Level V –
Indeterminate: Opinions of respected authorities, based on clinical evidence,
descriptive studies, or reports of expert committees.
Table 3. Designation of levels of evidence
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Study/Methods Participants Interventions Outcomes Results
Outcomes/
Conclusion
Breivik et al (92)
Randomized
double blind trial.
Randomization
according to a
list of random
numbers.
Parallel, cohort
design
35 patients with
incapacitating
chronic low back pain
and sciatica.
Diagnosis based
on radiculopathy:
arachnoiditis (n=8),
no abnormality
(n=11), inconclusive
ndings (n=5).
Duration: several
months to several
years.
Caudal epidural injection:
Experimental: 20 mL
bupivacaine 0.25% with 80
mg depomethylprednisone
(n=16)
Placebo: 20 mL bupivacaine
0.25% followed by 100 mL
saline (n=19).
Frequency: up to three
injections at weekly intervals.
Timing: not mentioned.
Outcome measures:
1. Pain relief:
signicant diminution of
pain and/or paresis to
a degree that enabled
return to work.
2. Objective
improvement: sensation,
Lasègue’s test, paresis,
spinal reexes, and
sphincter disorders.
56% of the patients
reported considerable
pain relief in experimental
group compared to 26% of
the patients in the placebo
group.
Positive
short-term
and long-
term relief
Bush and Hillier
(93)
Randomized double
blind trial.
28 patients were
randomized; only
23 patients were
entered into the
study.
23 patients with
lumbar nerve root
compromise.
Mean duration
(range) in
experimental group:
5.8 months (1-13
months) and in
control group 4.7
months (1-12).
Caudal epidural injections:
Experimental: 25 mL:
80 mg triamcinolone
acetonide + 0.5% procaine
hydrochloride (n=12)
Control: 25 mL normal saline
(n=11)
Frequency: two caudal
injections, the rst after
admission to the trial and a
second after 2 weeks
Timing: four weeks and
at one year.
Outcome measures:
1. Effect on lifestyle.
2. Back and leg pain
3. Angle of positive SLR.
Signicantly better results
with pain and straight leg
raising in experimental
group in short-term.
Pain not signicantly
different but straight leg
raise signicantly better
for long-term relief.
Positive
short-term
relief and
negative
long-term
relief
Matthews et al (94)
Double blind.
Stratication by
age and gender.
Survival curve
analyses based on
cumulative totals
recovered.
57 patients with
sciatica with a single
root compression
Experimental group:
male/female: 19/4,
median duration of
pain: 4 weeks (range:
8 days-3 months).
Control group:
male/female: 24/10,
median duration of
pain: 4 weeks (range:
3 days-9 weeks).
Caudal epidural injections:
Experimental: 20 mL
bupivacaine 0.125% + 2 mL
(80 mg) methylprednisolone
acetate (n=23).
Control: 2 mL lignocaine
(over the sacral hiatus or into
a tender spot) (n=34)
Frequency: fortnightly
intervals, up to three times
as needed
Timing: 2 weeks, 1, 3, 6,
and 12 months.
Outcome measures:
1. Pain (recovered vs not
recovered).
2. Range of movement
3. Straight leg raising
4. Neurologic
examination
There was no signicant
difference between
experimental and control
group with short-term
relief (67% vs 56%).
After 3 months, patients
in experimental group
reported signicantly more
pain-free than in control
group.
Negative
short-term
relief and
positive
long-term
relief
Helsa and Breivik
(97)
Double blind trial
with crossover
design
69 patients with
incapacitating
chronic low back pain
and sciatica.
36 of 69 previously
been operated on for
herniated disc.
Three caudal epidural
injections of either
bupivacaine with
depomethylprednisolone
80 mg or with bupivacaine
followed by normal saline.
If no improvement had
occurred after 3 injections, a
series of the alternative type
of injection was given.
Timing: not mentioned.
Outcome measures:
signicant improvement
to return to work or to
be retrained for another
occupation
i. 34 of the 58 patients
(59%) receiving caudal
epidural injections
of bupivacaine and
depomethylprednisolone
showed signicant
improvement.
ii. 12 of 49 patients (25%)
who received bupivacaine
followed by saline were
improved.
Positive
short-term
and long-
term relief
Revel et al (98)
Randomized trial.
60 post lumbar
laminectomy patients
with chronic low back
pain
Forceful caudal injection:
Experimental: 125 mg of
prednisolone acetate with
40 mL of normal saline in the
treatment group.
Control: 125 mg of
prednisolone in the control
group.
Timing: 6 months.
Outcome measures: pain
relief.
The proportion of patients
relieved of sciatica was
49% in the forceful
injection group compared
to 19% in the control group
with signicant difference.
Positive
short-term
and long-
term relief
Meadeb et al (99)
Randomized trial.
Parallel-group
study.
47 post lumbar
laminectomy
syndrome patients in
a multicenter study.
Experimental group: forceful
injection of 20 mL of normal
saline with or without 125
mg of epidural prednisolone
acetate.
Control group: 125 mg of
epidural prednisolone.
Frequency: each of the 3
treatments were provided
once a month for 3
consecutive months.
Timing: day 1, day 30
and day 120.
Outcome measures:
visual analog scores.
The VAS scores improved
steadily in the forceful
injection group, producing
a nonsignicant difference
on day 120 as compared to
the baseline (day 30=120
days).
Negative
short-term
and long-
term relief
Table 4. Characteristics of published randomized trials of caudal epidural injections
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Pain Physician Vol. 6, No. 3, 2003
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Pain Physician Vol. 6, No. 3, 2003
Study/
Methods
Participants Interventions Outcomes Results Outcomes/
Conclusion
Yates (102)
Prospective
evaluation
20 patients with low
back pain and sciatica.
Group I: 60 mg of triamcinolone
(3 mL + 47 mL normal saline)
Group II: 60 mg of triamcinolone
(3 mL + 47 mL lignocaine 0.5%)
Group III: 50 mL saline
Group IV: 50 mL lignocaine
Injections were given at weekly
intervals in a random order
Timing not mentioned.
Subjective and objective
criteria of progress.
Study did not address
pain-relief.
Study focused on
improvement in straight
leg raising which seemed
to correlate with pain-
relief.
Greatest improvement
was noted after the
injection containing
steroid.
The results suggested
that the action of a
successful epidural
injection is primarily
anti-inammatory
and to a lesser extent,
hydrodynamic.
Positive
short-term
and long-
term relief.
Waldman
(103)
Prospective
evaluation
with
independent
observer
review.
53 patients meeting
stringent inclusion
criteria with radicular
pain distribution
anatomically
correlating with
documented disc
herniation and nerve
root impingement.
Treatment: 7.5 mL of 1%
lidocaine and 80 mg of
methylprednisolone with
the rst block and 40 mg of
methylprednisolone with
subsequent blocks.
Subsequent blocks were
repeated in 48 to 72 hour
intervals with the end point
being complete pain relief or 4
caudal epidural blocks.
Timing: 6 weeks, 3
months, 6 months.
Visual analog scale and
verbal analog scores.
Combined visual analog
scale and verbal analog
scores for all patients
were reduced 63% at 6
weeks, 67% at 3 months,
and 71% at 6 months.
Positive
short-term
and long-
term relief.
Manchikanti
et al (100)
A randomized
trial with
convenient
control
group.
70 patients after
failed conservative
management with
physical therapy,
chiropractic and
medication therapy.
All patients were
shown to be negative
for facet joint pain.
Caudal epidural injections:
Group I : no treatment
Group II: local anesthetic and
Sarapin total of 20 mL with 10
mL each.
Group III: 10 mL of local
anesthetic and 6 mg of
betamethasone
Timing: 2 weeks, 1
month, 3 months, 6
months and 1 year.
Outcome measures:
Average pain, physical
health, mental health,
and functional status
Average pain, physical
health, mental health,
functional status, narcotic
intake and employment
improved signicantly
in Group II and Group III
at 2 weeks, 1 month, 3
months, 6 months and
1 year.
Positive
short-term
and long-
term relief.
Manchikanti
et al (101)
Prospective
evaluation in
discogram-
positive and
discogram-
negative
chronic low
back pain
patients.
62 patients were
evaluated.
Negative provocative
discography: 45
patients
Positive provocative
discography: 17
patients
Caudal epidural injections (1-3)
with or without steroids.
Timing: 1 month, 3
months, and 6 months.
Average pain, physical
health, mental health,
functional status,
psychological status,
symptom magnication,
narcotic intake and
employment status.
69% of the patients in
the negative discography
group and 65% of the
patients in the positive
discography group were in
successful category.
Comparison of
overall health status,
psychological status,
narcotic intake and
return to work showed
signicant improvement in
successful category.
Positive
short-term
and long-
term relief.
Hauswirth
and Michot
(104)
Retrospective
evaluation
75 patients with
chronic low back pain
and sciatica
Caudal epidural injections of
local anesthetic and steroids
Timing: not mentioned
Outcome measures: pain
relief
Results were excellent in
60% and good in 24%.
16% of the patients
showed no improvement.
Positive
short-term
and long-
term relief.
Manchikanti
et al (105)
Retrospective
evaluation of
225 patients
with chronic
low back
pain.
Chronic pain
patients who have
failed to respond
to conservative
management with
physical therapy,
chiropractic and
medical therapy.
Group I: Blind lumbar epidural
steroid injections,
Group II: Caudal epidural steroid
injections under uoroscopy.
Group III: Transforaminal
epidural corticosteroid
injections under uoroscopic
visualization.
Duration of pain relief
with each injection.
Outcome measures:
relief ≥ 50%
Cumulative signicant
relief, was reported
following 3 procedures
for a mean of 10.3
+0.96 weeks in patients
receiving caudal
epidurals, in contrast
to 6.7 + 0.37 weeks in
patients receiving blind
lumbar epidural steroid
injections.
Positive
short-term
and long-
term relief.
Table 5. Characteristics and results of non-randomized studies of caudal epidural injections
Boswell et al • A Systematic Review of Epidural Steroids324
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Boswell et al • A Systematic Review of Epidural Steroids 325
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Study/
Methods
Participants Interventions Outcomes Results Outcomes/
Conclusion
Goebert et al
(106)
Retrospective
evaluation of
113 patients.
113 patients at a
tertiary care center
receiving 120
injections. 94 were
caudal epidural
injections
There were no
objective signs present
in the patients.
Epidural injections of 30 mL of
1% procaine combined with 125
mg of hydrocortisone acetate
usually for 3 consecutive or
alternate days.
Timing: 3 months
Pain relief:
Good result 60% relief for
3 months or longer
Failures: 40% to 60%
relief
Poor results: return
of pain in less than 3
months or less than 40%
of relief.
Overall good results in
72% of the patients with
poor results in 17%.
Positive
short-term
and long-
term relief.
Ciocon et al
(107)
Evaluation
of elderly
patients
30 patients with
various degrees of
degenerative lumbar
canal stenosis treated
with caudal epidural
steroid injections.
Mean age: 76 + 6.7 yrs
A total of 3 caudal epidural
steroid injections of 0.5%
lidocaine with 80 mg
of methylprednisolone
administered at weekly intervals
Timing: initial and at 2-
month intervals up to 10
months.
Outcome measures:
the Roland 5-point pain
rating scale.
Pain reduction and
walking capability.
The results showed
signicant pain reduction
for up to 10 months, with
satisfactory relief in 90%
of the patients.
Positive
short-term
and long-
term relief.
Table 5. Characteristics and results of non-randomized studies of caudal epidural injections (Continued)
and multiple other observational trials
(132-161).
Of the 16 studies, 8 studies were ex-
cluded and only 8 met inclusion crite-
ria. One study (112) was excluded as they
studied effects of subarachnoid and epi-
dural midazolam. Two studies (118, 119)
studied diabetic polyneuropathy and in-
tractable post herpetic neuralgia. One
study (123) evaluated only inpatients,
whereas 3 evaluations (113, 114, 120)
failed to evaluate long-term relief, and
finally, one study (121) was not includ-
ed due to lack of data for review. Table
6 illustrates various characteristics and re-
sults of published randomized or double
blind trials meeting inclusion criteria. Of
the 8 non-randomized prospective trials,
only 3 trials (124-126) met criteria for in-
clusion, whereas the remaining 5 studies
(127-131) were eliminated due to multi-
ple issues.
Of the 8 randomized trials included
in evaluation, 6 were positive for short-
term relief (108, 111, 115-117, 122),
whereas only 3 were positive for long-
term relief (111, 117, 122). Numerous
non-randomized trials, both prospective
and retrospective, reported good results
in 18% to 90% of patients receiving cer-
vical or lumbar interlaminar epidural ste-
roid injections, however, without specific
follow-up period. Among the 3 prospec-
tive trials included for evaluation (124-
126), only one was positive (125), one was
indeterminate (124), and one was nega-
tive (126).
Of the 2 randomized trials, which
were positive, Dilke et al (111) studied low
back pain and sciatica, whereas Cataneg-
ra (117) studied chronic cervical radicu-
lar pain. Cuckler et al (110) also included
post lumbar laminectomy syndrome pa-
tients with overall negative results. Due
to a multitude of randomized trials and
availability of double blind or random-
ized, and non-randomized prospective
trials in managing lumbar radicular pain,
evidence from retrospective trials was not
included. However, due to only one ran-
domized trial (117) and one prospective
study (122), in managing cervical radicu-
lar pain, multiple retrospective trials (132-
144) were included for review. Retrospec-
tive reports were also considered in man-
aging chronic low back pain with or with-
out radiculopathy (145-161).
Some studies evaluated the effec-
tiveness of cervical epidural steroid in-
jections in patients not only with cervi-
cal radicular pain, but also other cervical
pain problems (134, 137, 140, 142). One
study (138) studied patients with cervi-
cal radiculopathy. All these retrospective
studies show that there is probable bene-
fit in a significant number of patients in
short-term, however the benefits appear
to be limited in long-term. The results
for chronic low back pain also showed
positive results in short-term and nega-
tive results in long-term in chronic low
back pain.
Transforaminal Epidural Injections
Multiple reports evaluating the effec-
tiveness of transforaminal epidural injec-
tions included 7 randomized trials (120,
162-167); 8 prospective evaluations (124,
168-174); one prospective evaluation of
change in size and pattern of disc hernia-
tion (175); and multiple retrospective re-
ports (105, 176-187).
Among the 7 randomized controlled
trials, only 3 trials (120, 162, 164) met cri-
teria for inclusion. The trial by Kolsi et
al (166) was not included since the mea-
surements were only of short-term dura-
tion. Devulder et al (165) evaluated the
effectiveness of transforaminal epidurals
in post laminectomy syndrome. Karp-
pinen et al (163, 164) used two publi-
cations to report the results of one tri-
al. Buttermann (167) presented prelimi-
nary results at a scientific meeting in 1999
without subsequent publication. Details
of the randomized trials examining the
effectiveness of transforaminal epidural
steroid injections in the management of
spinal pain are illustrated in Table 7. All
3 studies showed effectiveness of trans-
foraminal epidural steroids in managing
nerve root pain. One study (164) showed
ineffectiveness of transforaminal epidur-
als for disc extrusions.
Among the prospective evaluations,
3 investigations, those of Vad et al (169),
Lutz et al (168), and Bush and Hilli-
er (124) met inclusion criteria. Others
were excluded because some were per-
formed under CT, long-term results were
not evaluated in some, and in others, mul-
tiple injections were performed in a short
period of time. As shown in Table 8, all
3 prospective trials (124, 168, 169) were
positive for short-term and long-term
relief. Among the retrospective evalu-
ations, 4 studies by Weiner and Fraser
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Study/
Methods
Participants Interventions Outcomes Results Outcomes/
Conclusion
Carette et al
(108)
Randomized
double blind
trial
158 patients with sciatica due to
a herniated nucleus pulposus.
78 patients in the treatment
group.
80 patients in the placebo
group.
50% of the patients had L4/5
disc herniation and 46% of
the patients had L5/S1 disc
herniation.
Experimental group:
methylprednisolone
acetate (80 mg and 8
mL of isotonic saline)
Control group: isotonic
saline 1 mL
Frequency: 3 epidural
injections 3 weeks
apart
Timing: 6 weeks, 3
months, 12 months
Outcome
measures:
Need for surgery
Oswestry Disability
scores
After 6 weeks, a signicant
difference was seen with
improvement in leg pain in the
methylprednisolone group.
After 3 months, there were no
signicant differences between
groups.
At 12 months, the cumulative
probability of back surgery was
equal in both groups.
Positive
short-term
Negative
long-term
relief
Snoek et al
(109)
Randomized
trial
51 patients with lumbar root
compression documented
by neurological decit and a
concordant abnormality noted
on myelography.
27 patients in experimental
group
24 patients in control group
Experimental
group: 80 mg of
methylprednisolone
(2 mL)
Control group: 2 mL of
normal saline
Frequency: single
injection
Timing: 3 days and
an average of 14
months
Outcome
measures:
Pain, sciatic nerve
stretch tolerance,
subjective
improvement,
surgical treatment.
No statistically signicant
differences were noted in
either group with regards to
low back pain, sciatic nerve
stretch tolerance, subjective
improvement, and surgical
treatment.
Negative
short-term
and long-
term relief
Cuckler et al
(110)
Randomized
double blind
trial
73 patients with back pain
due to either acute herniated
nucleus pulposus or spinal
stenosis.
Duration: greater than 6 months.
Experimental group = 42
patients, control group = 31
patients
Experimental group:
80 mg (2 mL) of
methylprednisolone +
5 mL of procaine 1%
Control group: 2
mL saline + 5 mL of
procaine 1%
Timing: 24 hours
and an average of
20 months
Outcome
measures:
subjective
improvement.
Need for surgery.
There was no signicant short-
term or long-term improvement
among both groups.
Negative
short-term
and long-
term relief
Dilke et al (111)
Randomized
trial
100 patients with low back pain
and sciatica of 1 week to more
than 2 yrs.
51 patients in experimental
group
48 patients in control group
Experimental
group: 10 mL of
saline + 80 mg of
methylprednisolone
Control group: 1 mL of
saline
Frequency: up to 2
injections separated
by 1 week
All patients received
physical therapy with
hydrotherapy and
exercise
Timing: 2 weeks
and 3 months
Outcome
measures: time of
bedrest, days of
hospitalization,
pain relief,
consumption of
analgesics and
resumption of
work 3 months
later
60% of the patients in the
treatment group and 31% of the
patients in the control group
improved immediately after the
injections.
A greater proportion of actively
treated patients had no pain at
3 months, took no analgesics,
resumed work and fewer of
them underwent subsequent
surgery or other non-surgical
treatment.
Positive
short-term
and long-
term relief
Ridley et al
(115)
Randomized
trial
35 patients with low back pain
and sciatica of mean duration
approximately 8 months
19 patients in experimental
group
16 patients in control group
Experimental
group: 10 mL of
saline + 80 mg of
methylprednisolone
(n=19)
Control group: saline
2 mL, interspinous
ligament (n=16)
Timing: 1 weeks, 2
weeks, 3 months
and 6 months
Outcome
measures:
pain control
improvement in
straight leg raising
90% of the patients in the
treated group compared to 19%
in the control group showed
improvement at 1 week, 2
weeks and 12 weeks.
By 24 weeks, the relief
deteriorated to pre-treatment
levels
Positive
short-term
relief
Negative
long-term
relief
Rogers et al
(116)
Randomized
single blind
sequential
analysis
30 patients with low back pain
15 patients in experimental
group
15 patients in control group
Experimental group:
local anesthetic +
steroid
Control group: local
anesthetic alone
Timing: 1 month
Outcome
measures: pain
relief
Nerve root tension
signs
Lumbar epidural injection
of steroid together with
local anesthetic produced
signicantly better results.
Long-term results were similar
for both.
Positive
short-term
relief
Negative
long-term
relief
Catanegra et al
(117)
Randomized
trial with
cervical
interlaminar
epidural
steroid
injections
24 patients with chronic cervical
radicular pain, however without
need of surgery, but suffering for
more than 12 months
i. 14 patients receiving local
anesthetic and steroid
ii. 10 patients receiving local
anesthetic, steroid + morphine
sulfate
i. 0.5% lidocaine
+ triamcinolone
acetonide
ii. Local anesthetic
+ steroid + 2.5 mg of
morphine sulfate
Timing: 1 month,
3 months, and 12
months
Outcome
measures: pain
relief
The success rate was 79% vs.
80% in group I and II.
Overall, initial success rate was
96%, 75% at 1 month, 79% at
3 months, 6 months, and 12
months.
Positive
short-term
and long-
term relief
Table 6. Characteristics of published randomized trials of interlaminar epidural injections
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Pain Physician Vol. 6, No. 3, 2003
Study/
Methods
Participants Interventions Outcomes Results Outcomes/
Conclusion
Stav et al (122)
Randomized
trial of cervical
epidural
steroid
injections
52 patients with chronic,
resistant cervical brachialgia
25 patients in experimental
group
17 patients in control group
Experimental group:
cervical epidural
steroid and lidocaine
injections
Control group:
steroid and lidocaine
injections into the
posterior neck
muscles
Frequency: 1 to 3
injections were
administered at 2
weeks intervals,
based on the clinical
response
All patients continued
pre-study treatment
with drugs and
physiotherapy
Timing: 1 week and
1 year
Outcome
measures: pain
relief, change
in deep tendon
reexes or sensory
loss, change in
range of motion
Reduction of daily
dose of analgesics
Return to work
After 1 week, 76% of the
patients in cervical epidural
group compared to 36% of the
patients in the neck injection
group showed improvement.
At 1 year, 68% of the cervical
epidural group continued to
have relief compared to 12% of
the control group.
Positive
short-term
and long-
term relief
Table 6. Characteristics of published randomized trials of interlaminar epidural injections (Continued)
Study/
Methods
Participants Interventions Outcomes Results Outcomes
/Conclusion
Riew et al (162)
Randomized
double blind
trial
55 patients with lumbar
disc herniations or spinal
stenosis referred for surgical
evaluation.
All subjects had clinical
indications for surgery, and
radiographic conrmation of
nerve root compression.
All patients had failed a
minimum of 6 weeks of
conservative care or had
unrelenting pain.
28 patients in experimental
group (71%)
27 patients in control group
(33%)
Experimental group:
transforaminal nerve root or
epidural steroid injection with
1 mL of 0.25% bupivacaine
and 6 mg of betamethasone
Control group: 1 mL of 0.25%
bupivacaine.
The patient was allowed to
choose to receive as many as
4 injections at any time during
the follow-up.
Timing: 1 year
Outcome measures:
Injections were
considered to have
failed if the patient
opted for operative
treatment.
Multiple injection
therapy was not
considered as
failure.
North American
Spine Society
questionnaire.
Of the 28 patients
in the experimental
group with
bupivacaine and
betamethasone, 20
decided not to have
the operation.
Of the 27 patients
in the control group
receiving bupivacaine
alone, 9 elected
not to have the
operation. They had
highly signicant pain
relief and functional
improvement.
Positive
short-term
and long-term
relief.
Kraemer et al
(120)
Randomized
double blind
study
49 patients with lumbar
radicular symptoms with 24
patients in the steroid group
and 25 patients in the normal
saline group.
Experimental group:
transforaminal epidural with
local anesthetic and 10 mg of
triamcinolone.
Control group: local
anesthetic only.
Normal saline group received
IM steroid injections to avoid
the systemic steroid effect.
Timing: not
mentioned
Outcome measures:
Pain relief
Single-short epidural
perineural injection
was effective it the
treatment of lumbar
radicular pain.
Positive
short-term
and long-term
relief.
Karppinen et al
(163, 164)
Randomized
double blind
trial
160 consecutive, eligible
patients with sciatica with
unilateral symptoms of 1 to 6
months duration.
None of the patients have
undergone surgery.
Experimental group:
local anesthetic and
methylprednisolone
Control group:
normal saline
Timing: 2 weeks, 3
months, 6 months
Outcome measures:
Pain relief, sick
leaves, medical
costs, and future
surgery
Nottingham Health
Prole
In the case of
contained herniations,
the steroid injection
produced signicant
treatment effects
and short-term in
leg pain, straight leg
raising, disability and
in Nottingham Health
Prole, emotional
reactions and cost
effectiveness.
Positive
short-term
and long-term
relief.
Table 7. Details of randomized trials studying the effectiveness of transforaminal epidural steroid injections for
low back pain
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Pain Physician Vol. 6, No. 3, 2003
Study/Methods Participants Interventions Outcomes Results Outcomes/
Conclusion
Vad et al (169)
A prospective
study randomized
by patient choice
from the private
practice of a single
physician.
Patients with leg pain, old-
er than 18 years, had been
symptomatic longer than
6 weeks, had undergone
a lumbar spine magnetic
resonance imaging scan
documenting herniated
nucleus pulposus or mani-
fested clinical signs such
as radicular pain and sen-
sory or xed motor de-
cits consistent with lum-
bar radiculopathy.
Experimental group: transforam-
inal epidural steroid injection.
1.5 mL each of betamethasone
acetate, 9 mg and 2% preserva-
tive-free Xylocaine per level.
Control group: trigger point in-
jections.
All patients received a self-di-
rected home lumbar stabiliza-
tion program consisting of four
simple exercises emphasizing
hip and hamstring exibility and
abdominal and lumbar paraspi-
nal strengthening.
Timing: 3 weeks, 6
weeks, 3 months,
6 months, and 12
months.
Outcome mea-
sures:
Roland-Morris
score, visual nu-
meric score, nger-
to-oor distance,
patient satisfaction
score.
Fluoroscopically guided
transforaminal epidural
steroid injections yielded
better results compared
to saline trigger point in-
jections.
The group receiving trans-
foraminal epidural steroid
injections had a success
rate of 84%, as compared
with the 48% for the group
receiving trigger point in-
jections.
Positive
short-term
and long-
term relief
Lutz et al (168)
A prospective case
series.
69 patients with lumbar
herniated nucleus pulpo-
sus and radiculopathy. 69
patients were recruited.
Every patient in the case
series had documented
magnetic resonance imag-
ing ndings that showed
disc herniation with nerve
root compression.
Transforaminal epidural steroid
injections with 1.5 cc of 2% Xy-
locaine and 9 mg of betametha-
sone acetate.
Timing: 28 to 144
weeks
Outcome mea-
sures: At least
±50% reduction in
pre-injection and
post-injection visu-
al numerical pain
scores.
A successful outcome
was reported by 52 of the
69 patients (75.4%) at
an average follow-up of
80 weeks (range 28-144
weeks).
Positive
short-term
and long-
term relief
Bush and Hillier
(124)
Prospective evalu-
ation of cervical
interlaminar and
transforaminal
epidural injections
68 patients with neck
pain and cervical
radiculopathy.
Following the rst blind cervical
epidural injection, if a signicant
improvement was not seen, a
repeat injection was performed
trans foraminally with uorosco-
py guidance within 1 month.
A third injection was also per-
formed if needed in the same
manner as the second injection.
Timing: 1 month to
1 year
Outcome mea-
sures: Pain relief
93% of the patients were
reported to have good pain
relief lasting for 7 months.
Positive
short-term
and long-
term relief
Weiner and Fraser
(183)
A retrospective
evaluation
30 patients with lateral
foraminal or extraforami-
nal herniation of a lumbar
disc were evaluated with
foraminal injection of local
anesthetic and steroids
for radiculopathy
Transforaminal injection of 2 mL
of 1% lidocaine combined with
11.4 mg of injectable betameth-
asone.
Timing: 1 to 10
years
Outcome mea-
sures:
Pain scale:
Use of analgesics,
work status, recre-
ational activities.
22 had lasting relief of
their symptoms.
14 had no pain allowing
them to participate freely
in their usual activities.
Of the 17 patients at work,
13 had returned to the
same job.
Positive
short-term
and long-
term relief
Manchikanti et al
(105)
Compared the 3
routes of epidural
steroid injections
in the manage-
ment of low back
in retrospective
manner
225 patients randomly de-
rived from a total sample
of 624 patients suffering
with low back pain from
a total of 972 patients re-
ferred for pain manage-
ment were evaluated.
Group I: interlaminar epidurals
with a midline approach without
uoroscopy.
Group II: caudal epidurals un-
der uoroscopy.
Group III: transforaminal epidu-
ral steroid injections.
Timing: 1, 3, 6, 12
months
Outcome mea-
sures: Pain relief
Group III reported +50%
relief per procedure of
7.69 + 1.20 weeks, which
was superior to blind inter-
laminar epidurals.
Positive
short-term
and long-
term relief
Rosenberg et al
(186)
Retrospective
evaluation
92 patients with radicu-
lopathic back pain due
to spinal stenosis, herni-
ated discs, spondylolis-
thesis, and degenerative
discs.
Group I: Previous back surgery
(16%)
Group II: Discogenic abnormali-
ties: herniations, bulges or de-
generation (42%)
Group III: spinal stenosis (32%)
Group IV: those without MRI
(11%)
Timing: 2, 6 and
12 months
Outcome mea-
sures:
Pain relief
The pain scores for all pa-
tients improved signi-
cantly at all three points.
Greater than 50% im-
provement after one year
was seen in 23% of Group
I; 59% in Group II; 35%
in Group III and 67% in
Group IV.
Positive
short-term
and long-
term relief
Wang et al (187)
Retrospective
evaluation
69 patients with lumbar
herniated discs
All patients were treated with 1-
6 epidural steroid injections
Timing: NA
Outcome mea-
sures: Pain relief
Avoidance of sur-
geon
77% of patients had sig-
nicant improvement and
refused surgery
Positive
short-term
and long-
term relief
Table 8. Details and results of non-randomized trials of transforaminal epidural injections
Boswell et al • A Systematic Review of Epidural Steroids328
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Boswell et al • A Systematic Review of Epidural Steroids 329
Pain Physician Vol. 6, No. 3, 2003
(183), Rosenberg et al (186), Wang et al
(187) and Manchikanti et al (105) met
inclusion criteria. All retrospective eval-
uations showed positive short-term and
long-term relief.
Complications and Side Effects
The most common and worrisome
complications and side effects of caudal,
interlaminar, and transforaminal epidur-
al injections are of two types: those relat-
ed to the needle placement and those re-
lated to drug administration. Complica-
tions include dural puncture, spinal cord
trauma, infection, hematoma formation,
abscess formation, subdural injection, in-
tracranial injection, epidural lipomatosis,
pneumothorax, nerve damage, headache,
death, brain damage, increased intra-
cranial pressure, intravascular injection,
vascular injury, cerebral vascular or pul-
monary embolus, and effects of steroids
(188-239). No major complications or
side effects were reported in the trials pre-
sented in the review.
DISCUSSION
This systematic review evaluated the
effectiveness of epidural injections in pa-
tients with chronic spinal pain. The evi-
dence was evaluated for 3 types of epidu-
rals separately.
For the transforaminal epidural in-
jections, three (120, 162, 164) of the 7
randomized trials (120, 162-167), showed
positive short-term and long-term ef-
fectiveness for lumbar nerve root pain.
Three prospective evaluations (124, 168,
169) showed positive short and long-term
results. Four retrospective evaluations
(105, 183, 186, 187) were included which
showed positive results overall. Multiple
randomized and non-randomized tri-
als of transforaminal epidural injections
provided strong evidence for short-term
and long-term relief in managing lum-
bar nerve root pain. Their effectiveness
in post lumbar laminectomy syndrome
and disc extrusions is inconclusive. There
is no published evidence of effectiveness
of transforaminal epidural injections in
chronic neck or chronic low back pain,
post cervical or laminectomy syndrome,
and cervical or thoracic radicular pain.
The combined overall evidence of
caudal epidural steroid injections, based
on randomized trials and nonrandomized
trials (prospective and retrospective trials)
is strong for short-term relief and moder-
ate for long-term relief with two (92, 93)
of three (92-94) randomized trials, and
4 of 4 non-randomized trials (102-104-
106) demonstrating positive results in ra-
dicular pain. However, the evidence for
chronic low back pain and spinal stenosis
appears to be limited as there are no ran-
domized or double-blind trials evaluating
this effect. Non-randomized trials (100,
101, 105, 107) all showed positive results
in chronic low back pain after the facet
joint pain was excluded (100, 101, 105),
and also in spinal stenosis (107).
For interlaminar epidural injections,
of the 8 randomized trials included, 6 tri-
als (108, 111, 115-117, 122) showed posi-
tive evidence for short-term relief, and 3
of 8 (111, 117, 122) showed positive evi-
dence for long-term relief. The overall ef-
fectiveness of interlaminar epidural ste-
roid injections in managing chronic spi-
nal pain is moderate for short-term relief
and limited for long-term relief in man-
aging lumbar radicular pain. However,
there was no significant evidence based
on randomized trials of effectiveness of
interlaminar epidural steroids in manag-
ing cervical radicular pain. Further anal-
ysis combining one randomized trial, one
prospective trial and multiple retrospec-
tive evaluations (132-144), demonstrat-
ed moderate evidence for short-term,
and limited evidence for long-term re-
lief. The limited evidence for manage-
ment of chronic low back pain without
radiculopathy was based on all the retro-
spective studies.
The first systematic review of effec-
tiveness of epidural steroid injections was
performed by Kepes and Duncalf in 1985
(59). They concluded that the rationale
for epidural and systemic steroids was not
proven. However, in 1986 Benzon (60),
utilizing the same studies, concluded that
mechanical causes of low back pain, es-
pecially those accompanied by signs of
nerve root irritation, may respond to epi-
dural steroid injections. The difference in
the conclusion of Kepes and Duncalf (59)
and Benzon (60) may have been due to the
fact that Kepes and Duncalf (59) included
studies on systemic steroids whereas Ben-
zon (60) limited his analysis to studies on
epidural steroid injections only.
The debate concerning epidural ste-
roid injections is also illustrated by the
recommendations of the Australian Na-
tional Health and Medical Research
Council Advisory Committee on epidur-
al steroid injections (57). In this report,
Bogduk et al (57) extensively studied cau-
dal, interlaminar, and transforaminal epi-
dural injections, including all the litera-
ture available at the time, and concluded
that the balance of the published evidence
supports the therapeutic use of caudal
epidurals. They also concluded that the
results of lumbar interlaminar epidural
steroids strongly refute the utility of epi-
dural steroids in acute sciatica. Bogduk
(61) updated his recommendations in
1999, recommending against epidural ste-
roids by the lumbar route because effec-
tive treatment required too high a number
for successful treatment, but supporting
the potential usefulness of transforami-
nal steroids for disc prolapse. In 1995,
Koes et al (62) reviewed 12 trials of lum-
bar and caudal epidural steroid injections
and reported positive results from only six
studies. However, review of their analysis
showed that there were 5 studies for cau-
dal epidural steroid injections and 7 stud-
ies for lumbar epidural steroid injections.
Four of the five studies involving caudal
epidural steroid injections were positive,
whereas 5 of 7 studies were negative for
lumbar epidural steroid injections. Koes
et al (63) updated their review of epidu-
ral steroid injections for low back pain
and sciatica, including three more stud-
ies with a total of 15 trials which met the
inclusion criteria. In this study, they con-
cluded that of the 15 trials, eight reported
positive results of epidural steroid injec-
tions. Both reviews mostly reflected the
quality of studies, rather than any mean-
ingful conclusion.
Nelemans et al’s (66) Cochrane re-
view of injection therapy for subacute
and chronic benign low back pain includ-
ed 21 randomized trials. Of these, 9 were
of epidural steroids. They failed to sepa-
rate caudal from interlaminar epidural
injections, but still concluded that con-
vincing evidence is lacking regarding the
effects of injection therapy on low back
pain. Rozenberg et al (70), in a systematic
review, identified 13 trials of epidural ste-
roid therapy. They concluded that 5 tri-
als demonstrated greater pain relief with-
in the first month in the steroid group as
compared to the control group. Eight tri-
als found no measurable benefits. They
noticed many obstacles for meaningful
comparison of cross studies, which in-
cluded differences in the patient popula-
tions, steroid used, volume injected, and
number of injections. These authors
were unable to determine whether epidu-
ral steroids are effective in common low
Boswell et al • A Systematic Review of Epidural Steroids328
Pain Physician Vol. 6, No. 3, 2003
Boswell et al • A Systematic Review of Epidural Steroids 329
Pain Physician Vol. 6, No. 3, 2003
back pain and sciatica based on their re-
view. Rozenburg et al (70) concluded that
3 of the top 5 rated studies did not dem-
onstrate significant benefit of the steroid
over the non-steroid group. Hopayiank
and Mugford (71) expressed frustration
over the conflicting conclusions from two
systematic reviews of epidural steroid in-
jections for sciatica and asked which evi-
dence should general practitioners heed?
Multiple previous reviews have criticized
the studies evaluating the effectiveness
of epidural injections. Criticisms ranged
from methodology, small size of the study
populations, and other limitations, in-
cluding long-term follow-up and out-
come parameters. Many of these deficien-
cies were noted in our review also, in spite
of the fact that we have included non-ran-
domized trials.
With respect to complications and
side effects, only transient minor com-
plaints were reported in the trials present-
ed in this review. However, potential com-
plications also have been described. Spi-
nal cord trauma and spinal cord or epidu-
ral hematoma formation are catastroph-
ic complications. One of the suggestions
has been to perform interventional proce-
dures only in an awake patient and in the
cervical spine by limiting the midline in-
jection to be performed only at C7/T1 ex-
cept in rare circumstances. However, it
has also been reported that even an awake
patient may not be able to detect spinal
cord puncture (241). Thus, the recom-
mendation to limit the midline injection
only at C7/T1 is based neither on con-
sistent clinical nor anatomical evidence.
Three cases of paraplegia were reported
after lumbosacral nerve root block in post
lumbar laminectomy patients (229). In
each patient, paraplegia was reported sud-
denly. In each patient after injection of a
steroid solution, post procedure magnet-
ic resonance imaging (MRI) revealed spi-
nal cord edema in the low thoracic region.
The authors postulated that in these pa-
tients, the spinal needle penetrated or in-
jured an abnormally low dominant radic-
ulomedullary artery, a recognized ana-
tomical variant. This vessel, also known
as artery of Adamkiewicz, in 85% of indi-
viduals arises between T9 and L2, usually
from the left, but in a minority of people,
may arise from the lower lumbar spine
and rarely even from as low as S1 (229).
Others also have reported similar compli-
cations (234-236). Side effects related to
the administration of steroids are gener-
ally attributed either to the chemistry or
to the pharmacology of the steroids. The
major theoretical complications of corti-
costeroid administration include suppres-
sion of pituitary-adrenal access, hyper-
corticism, Cushing’s syndrome, osteopo-
rosis, avascular necrosis of bone, steroid
myopathy, epidural lipomatosis, weight
gain, fluid retention, and hyperglycemia.
One study (228) showed no significant
difference in patients undergoing various
types of interventional techniques with or
without steroids. Further, it has also been
shown that the most commonly used ste-
roids in the epidural steroids in the Unit-
ed States, methylprednisolone acetate, tri-
amcinolone acetonide, and betametha-
sone acetate, and phosphate mixture have
all been shown to be safe at epidural ther-
apeutic doses in both clinical and experi-
mental studies (242-250).
CONCLUSION
This systematic review, which includ-
ed not only randomized trials, but also all
available non-randomized trials, showed
variable effectiveness of epidural injections.
Strong evidence was provided for transfo-
raminal epidural steroid injections in man-
aging lumbar nerve root pain. Moderate
evidence was provided for caudal epidural
steroid injections in managing lumbar ra-
dicular pain. Evidence for other conditions
was either limited or inconclusive.
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Chief Division of Pain Medicine
Department of Anesthesiology
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Hans C. Hansen, MD
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Andrea M. Trescot, MD
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Joshua A. Hirsch, MD
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