Environmental Stress Crack Resistance
of Polyethylene
Introduction to Environmental Stress Cracking and ESCR
Over the past decade, high-density polyethylene (HDPE) materials have improved significantly and now meet more stringent
performance standards. Some performance evaluation tests that once took only days to run now take months with today’s
resins. One such performance criteria is Environmental Stress Crack Resistance (ESCR). Because standard test methods
for measuring ESCR on plastics take such a long time (sometimes months) the quality of the material is judged acceptable if
the failure time exceeds a certain limit. Many times, the test is terminated before an absolute fracture time is determined.
Due to these long testing times, new tests and standards have been developed to differentiate these improved materials
more easily. This technical publication defines Environmental Stress Cracking (ESC) and Environmental Stress Cracking
Resistance (ESCR) and why ESCR is an important resin property. It will also describe some of the tests used to measure
ESCR in HDPE products and how resin properties influence ESCR.
What is Environmental Stress Cracking and ESCR?
The definition of stress cracking according to ASTM D 883 is “an external or internal crack in a plastic caused by tensile
stresses less than its short-term mechanical strength.” This type of cracking typically involves brittle cracking, with little or no
ductile drawing of the polymeric material from its adjacent failure surfaces. Slow crack growth is another term commonly
used to describe stress cracking. The best known type of slow crack growth in polyolefins is “environmental stress cracking”
or ESC. These are instances involving cracking of stressed polyolefin samples, generally in the presence of surface active
wetting agents such as alcohols, soaps, surfactants, or others. The surface-active agents do not chemically attack the
polymer nor produce any effect other than microscopically brittle-appearing fractures. In the absence of the surface-active
environment, these fractures would not occur in any reasonable period of time under the same stress conditions. These
cracks are generally thought to initiate at microscopic imperfections and propagate through the crystalline regions of the
polymer structure. The ability of a polymer to resist slow crack growth or environmental stress cracking is known as ESCR.
Different polymers exhibit varying degrees of ESCR. Some grades of HDPE have very good resistance against ESC, while
some have marginal resilience. Some polymers, such as polypropylene, are not affected by slow crack growth.
Why ESCR is Important
Because stress cracking results in the breakdown or failure of a plastic material, a plastic part needs to endure its entire
designed life before it fails. For polyethylene, this may range from several months for a milk or juice bottle to several decades
for an automotive fuel tank or natural gas pipeline. In the late 1940s, Western Electric was encountering occasional cracking
in the low-density polyethylene used to jacket wire cables. Bell Labs was asked to investigate the cracking and they found
the cause to be lubricating soaps used during installation. Through this research, the Bell Labs Bent Strip ESCR test was
born and became the first ESCR test.
How ESCR or Resistance to Slow Crack Growth is Measured.
As materials have improved over the years, the term “slow crack growth (SCG) resistance” has been used to identify all the
various ESCR test methods described below. The most widely used and oldest SCG test is the Bent Strip ESCR test. Due to
limitations of the Bent Strip ESCR method, several alternative ESCR tests have been developed for use in the United States
and Europe. These include PENT and NCTL in the United States and FNCT in Europe. All are explained below.
ASTM D 1693 Bent Strip ESCR Test
Developed by Bell Labs in the late 1940s, this is one of the original and best-known ESCR tests. Ten rectangular-shaped
specimens are cut from a molded plaque prepared with standard methods. A controlled notch is cut horizontally across each
specimen, which serves as a crack initiation point. The specimens are bent and inserted into a “C” shaped bracket, creating
a stress in the specimen. A diagram of this test method is shown in Figure 1. The specimens and bracket are inserted into a
tube filled with IGEPAL® solution. The tube is then placed into a heated environment and inspected periodically for cracking
(failures). Solution concentration, environment temperature and sample dimensions vary with the test condition specified, as
illustrated in Table 1. These various test conditions introduce different stresses and strains and allow testing of different
polymers and still obtain results in a timely manner.
Environmental Stress Crack Resistance
of Polyethylene
Today, this test is specified less frequently because it is not as aggressive towards modern resins. The Bent Strip test is a
constant strain test, but polyethylene relaxes when strained. This stress relaxation allows testing to run without failure for
very long periods (>1,500 hours).
ASTM D 5397 Appendix Single Point Notched Constant Tensile Load (NCTL) Test
This method is typically used in the United States to test
geomembrane materials, but other PE materials have been tested to
gauge slow crack growth performance. Typical test conditions are
50°C in a 10% IGEPAL® solution and the applied load is 30% of the
sample’s yield stress. The notch depth is 20% of the sample thickness.
This method is shown in Figure 2. Time to failure is recorded. Results
pertain only to test conditions and do not imply relative performance at
other conditions. Failures that occur in the brittle mode are key
indicators of slow crack growth performance.
ASTM F 1473 - The Polyethylene Notch Tensile (PENT)
Test
This method is used in the United States to test PE Pipe
grade materials that exhibit high ESCR values, as this test
generally provides more timely results. Typical test conditions
are 80°C air and 2.4 MPa stress. A diagram of
Environmental Stress Crack Resistance
of Polyethylene
this test method is shown in Figure 3. Specimens are machined directly from pipe or from a molded plaque. Typical
samples measure 10 x 25 x 100 mm. A single notch cut into the test specimen acts as a crack initiation point. Side
notches are made to facilitate the cracking in the main notch. Notch depth is dependent on sample thickness.
However, typical notch depths are 138 microns on the front and 40 microns on each side. The applied load expedites
the cracking mechanism, leading to sample failure. Failure is classified as a complete separation at the notch,
indicating a brittle failure. Time to failure is recorded for each sample.
The Full Notch Creep Test (FNCT)
This method is accepted throughout Europe as the standard
method to test PE Pipe grade materials exhibiting very high
ESCR values. The FNCT test is preferred to the PENT test in
Europe, as it leads to shorter failure times. This is due to its
particular specimen design and to the presence of a surface-
active environment, such as IGEPAL®. No generally accepted
test conditions have yet been established for the FNCT test,
contrary to the PENT test. Nevertheless, the FNCT test is being
increasingly discussed in the European PE pipe industry, to the
point of establishing material specifications prior to offering a
detailed description of the test method. This method is
diagrammed in Figure 4. Typical test specimens measure 10 x
10 x 100 mm and are machined directly from pipe or from a
molded plaque. Specimens are notched on all four sides,
ensuring that notches are coplanar, with typical notch depth of
1,500 microns. The specimen is inserted in the grips of the
tensile creep machine and dipped in a temperature controlled
and circulated testing bath at 80° or 95°C. Typical loads are set between 4 and 5 MPa. Time to failure is recorded for
each sample.
Principle Variables Affecting ESCR in Polyethylene
The major variables that affect ESCR in polyethylenes include Molecular Weight, Molecular Weight Distribution,
Chain Branching (measured indirectly by density), and ESCR testing conditions (i.e., reagent concentration,
temperature, stress). In general, resistance to slow crack growth (ESCR) decreases as the amount of crystallinity
increases in a material.
Molecular Weight
Fracture is concerned with the premature failure of the strength properties of the affected materials. In polymers,
strength is strongly dependent on molecular weight. As the melt index of a polymer decreases, the average molecular
weight increases. This means that the polymer’s chains on average contain more molecules. It also means that
higher proportions of the chains are long compared to total number of chains present. All else being equal, stress
crack resistance of polyethylene improves as molecular weight increases (melt index decreases).
Molecular Weight Distribution (MWD)
In general, “narrow” molecular weight distribution polyethylenes have poorer ESCR values than do “broader”
molecular weight distribution polymers, all else being equal. However, this generalization should be viewed with
caution because a large number of other factors, including catalyst type and co-monomer distribution, have larger
degrees of influence on ESCR than does MWD.
Chain Branching and/or Density
ESCR is directly influenced by the type, length and complexity of chain branching. For polyethylenes, density is a
convenient, if not wholly accurate, measure of short chain branching. As a general rule of thumb, as branching
increases, so does ESCR. Thus, as density decreases, ESCR generally increases. ESCR appears to be particularly
sensitive to subtle variations in crystal structure and thus to differences in short chain branching. For example, it has
been shown experimentally that, all else being equal, hexene copolymers generally have higher ESCR values than
do butene copolymers.
Environmental Stress Crack Resistance
of Polyethylene
Stress Crack Reagent Concentration
In the case of the most commonly used stress crack reagent, IGEPAL® CO-630, as the concentration of water in the
stress cracking media increases, the faster the ESC onset. This fact has been used to accelerate ESCR as measured
by ASTM D1693, or “Bent Strip” ESCR test. Most often employed as a quality control “go/no go” test, the length of
time to failure became excessive for many materials. A more aggressive 10% by volume IGEPAL® solution was
substituted in order to cause more rapid failure. The latest revision of ASTM D1693 reflects this practice in Table 1.
ESCR Testing Environment Temperature
It has been shown that the higher the test environment temperature, the faster the ESC onset. Like reagent
concentration, this fact has been used to accelerate ESCR testing for all of the tests discussed in this paper.
ESCR Stress
The load that is placed on test specimens undergoing ESCR testing also plays a role in failure time. Higher loads
impart higher stresses on the test specimen and lead to shorter failure times.
Summary
INEOS Olefins & Polymers USA hopes this overview provides understanding of ESCR, its importance in HDPE
products, and the tests used to measure it. Technical representatives are available to address your questions about
this topic, as well as INEOS Olefins & Polymers USAs line of HDPE resins for sheet and pipe extrusion.
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